Private Placement Directory
Strikepoint provides investors exclusive access to profiles of private placements including Accredited Investor Exemption and Listed Issuer Financing Exemption offerings in the global resource sector.
Accredited Investor Qualification
Individuals are considered accredited investors as long as they meet any of the following net worth or asset criteria. Private placements marked as Accredited Investor Exemption deals are only available to qualified investors.
United States
SEC Rule 501 of Regulation D
- aA natural person whose individual net worth, or joint net worth with a spouse or spousal equivalent, exceeds US$1,000,000 — excluding the value of the primary residence.
- bA natural person with individual income exceeding US$200,000 in each of the two most recent years, or joint income with a spouse or spousal equivalent exceeding US$300,000 in each of those years, with a reasonable expectation of reaching the same income level in the current year.
- cA natural person holding in good standing a Series 7, Series 65, or Series 82 license.
- dA trust with total assets exceeding US$5,000,000, not formed specifically to acquire the securities offered, whose purchase is directed by a sophisticated person.
- eAn entity in which all equity owners are accredited investors.
Canada
National Instrument 45-106 — Prospectus Exemptions
- aAn individual who, either alone or with a spouse, beneficially owns financial assets having an aggregate realizable value that, before taxes but net of any related liabilities, exceeds C$1,000,000.
- bAn individual whose net income before taxes exceeded C$200,000 in each of the two most recent calendar years, or whose net income before taxes combined with that of a spouse exceeded C$300,000 in each of those years, and who in either case reasonably expects to exceed that income level in the current calendar year.
- cAn individual who, either alone or with a spouse, has net assets of at least C$5,000,000.
- dA person registered under the securities legislation of a jurisdiction of Canada as an adviser or dealer.
- eA corporation, limited partnership, limited liability partnership, trust, or estate, other than a mutual fund or non-redeemable investment fund, that had net assets of at least C$5,000,000 as shown on its most recently prepared financial statements.
Australia
Corporations Act 2001 — Sophisticated Investor (s708)
- aA person who has net assets of at least A$2,500,000.
- bA person who has a gross income for each of the last two financial years of at least A$250,000 per year.
- cA professional investor — including the holder of an Australian Financial Services Licence, a body regulated by APRA, or a person who controls at least A$10,000,000.
Accredited Investor Exemption Deals
The following private placements are available to accredited investors.
No active placements
Accredited investor exemption deals will be listed here as they become available.
Listed Issuer Financing Exemption Deals
Listed Issuer Exemption allows issuers to distribute freely tradable equity securities to the public. Open to the public. Shares will be tradable after purchase.
No active offerings
Listed issuer financing exemption deals will be listed here as they become available.
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Initial Public Offering (IPO)
The securities described on this page may not have, and may never be, registered under the United States Securities Act of 1933, as amended, and may in turn not be offered or sold within the United States or to, or for the account or benefit of, U.S. persons absent U.S. registration or an applicable exemption from U.S. registration requirements. Please consult your own legal and financial advisors before making any investment decision.
We do not provide investment advice and the information on this profile should not be considered a recommendation to buy or sell any security. We do not endorse or recommend the services of any company.
The information presented herein is for informational purposes only and is not to be construed as an offer or solicitation for the sale or purchase of securities. Readers should conduct their own research to all information publicly available concerning the company. Prior to making any investment decision, it is recommended that readers consult directly with the company and seek advice from a qualified investment advisor.
Not for dissemination in the United States or for distribution to U.S. newswire services and does not constitute an offer of the securities described herein.
